The benefits of implementing a compliance management system (CMS) based on ISO 37301 are manifold: helping the organization avoid or mitigate the costs, risks, and damage of noncompliance, ensuring the long-term sustainability of the organization, promoting trust and confidence, encouraging good governance practices, due diligence, and ethically sound business dealings, etc. 

The PECB ISO 37301 Lead Implementer training course provides the knowledge needed to establish, implement, manage, maintain, and continually improve a CMS. It aims to provide an in-depth understanding of ISO 37301 requirements, as well as the best practices and approaches used for the implementation and subsequent maintenance of the compliance management system.

The training course enables you to help organizations establish processes needed to adhere to all compliance obligations and establish controls that proactively prevent noncompliance and contribute to the creation of a culture of integrity, transparency, and openness.

The training course is followed by the certification exam. If you pass, you can apply for the ' PECB Certified ISO 37301 Lead Implementer ' credential. The “ PECB ISO 37301 Lead Implementer ” certificate is internationally recognized. It validates your professional capabilities and competences to implement a CMS in an organization based on the requirements of ISO 37301.

Objectifs de la Formation "PECB ISO 37301 Lead Implementer - Compliance Management"

Learning objectives

This training course will help you:

• Gain a comprehensive understanding of the concepts, approaches, methods, and techniques used for the implementation and effective management of a CMS
• Acknowledge the correlation between ISO 37301 and other standards and regulatory frameworks
• Gain the ability to interpret the requirements of ISO 37301 in the specific context of an organization
• Develop the necessary knowledge and expertise to support an organization in effectively planning, implementing, managing, monitoring, and maintaining a CMS
• Acquire the expertise to advise an organization in implementing CMS best practices

Educational approach

This training course is participant centered and contains:

• Theories, approaches, and best practices used in compliance management system implementation
• Lecture sessions illustrated with practical examples based on a case study that includes role-playing and discussions
• Interaction between participants by means of questions and suggestions
• Quizzes with stand-alone questions and scenario-based questions, which are a simulation and preview of the certification exam

Prerequisites

A fundamental understanding of ISO 37301 and comprehensive knowledge of Risk.

Cible de la Formation "PECB ISO 37301 Lead Implementer - Compliance Management"

Who should attend?

• Managers, consultants, and compliance officers wishing to develop a thorough understanding of ISO 37301 requirements for a compliance management system
• Managers and consultants seeking a comprehensive CMS implementation framework
• Compliance officers responsible for practicing due diligence with regard to compliance risks
• Individuals wishing to contribute in maintaining organizational integrity by supporting ethical behavior
• Managers and members of governance, risk management, and compliance teams
• Individuals aspiring to become compliance officers or compliance management consultants

Prerequisites

The main requirements for participating in this training course are a basic knowledge of ISO management system standards, as well as a general understanding of ISO 37301 and the MS implementation principles.

Programme de la Formation "PECB ISO 37301 Lead Implementer - Compliance Management"

COURSE OUTLINE

DAY 1 INTRODUCTION TO ISO 37301 AND THE INITIATION OF A CMS IMPLEMENTATION

• Training course objectives and structure
• Standards and regulatory frameworks
• Fundamental concepts and principles of compliance management
• Initiation of the CMS implementation
• Leadership and commitment
• Compliance policy
• Roles, responsibilities, and authorities

DAY 2 IMPLEMENTATION PLAN OF A CMS

• The organization and its context
• CMS scope
• Compliance obligations
• Risks, opportunities, and compliance objectives

DAY 3 IMPLEMENTATION OF A CMS

• Resources and competence
• Awareness and communication
• Management of documented information
• Controls and procedures
• Monitoring, measurement, analysis, and evaluation

DAY 4 CMS MONITORING, CONTINUAL IMPROVEMENT, AND PREPARATION FOR THE CERTIFICATION AUDIT

• Internal audit
• Management review
• Treatment of nonconformities and noncompliance
• Continual improvement
• Preparation for the certification audit
• Closing of the training course

DAY 5 CERTIFICATION EXAM

EXAMIMATION

The PECB Certified ISO 37301 Lead Implementer exam completely meets the requirements of the PECB Examination and Certification Programme (ECP). The exam covers the following competency domains:

• Domain 1 Fundamental principles and concepts of a compliance management system
• Domain 2 Initiation of a CMS implementation
• Domain 3 Planning of a CMS implementation based on ISO 37301
• Domain 4 Implementation of a CMS based on ISO 37301
• Domain 5 Monitoring and measurement of a CMS based on ISO 37301
• Domain 6 Continual improvement of a CMS based on ISO 37301
• Domain 7 Preparation for a CMS certification audit

CERTIFICATION

After successfully completing the exam, you can apply for the credentials shown on the table below. You will receive a certificate once you comply with all the requirements related to the selected credential.

The requirements for PECB Lead Implementer Certifications are:

GENERAL INFORMATION

• Certification fees are included in the exam price
• Training material containing over 450 pages of information and practical examples will be distributed
• A participation certificate of 31 CPD (Continuing Professional Development) credits will be issued
• In case of exam failure, you can retake the exam within 12 months free of charge

CHARTERED MANAGERS is authorized to deliver PECB ISO training, for learners holding National ID / Passport / Driving License of following countries

• INTER
• INTRA
• SUR MESURE